FILING COMPLAINTS ON SCORES BY SEBI – EASY & QUICK
- Mandatory details for filing complaints on SCORES:
- Name, PAN, Address, Mobile Number, Email ID
BENEFITS
- Effective communication
- Speedy redressal of the grievances
For reference :
NOTICES |
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Notice No.- | | 20211228-12 | | Notice Date – | | 28 Dec 2021 | | Category – | | Others | | Segment – | | General | | Subject – | | Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites | | Attachments – | | Annexure A.pdf ; |
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Disclaimer: This has reference to our earlier Notice no. 20211206-68 dated December 06, 2021 informing about the SEBI Circular No. SEBI/HO/MIRSD/DOP/P/CIR/2021/676 dated December 02, 2021 regarding Publishing Investor Charter and Disclosure of Investor Complaints by Stock Brokers on their websites.
We would like to draw your attention to Annexure A in the SEBI circular, wherein the complaints resolution process at Stock Exchange is explained graphically. The said part is to be read as “if the client is not satisfied with the GRC order, he may File for Arbitration (Not Appellate Arbitration as mentioned in the circular) and Arbitration award passed (Not Appellate Award passed as mentioned in the circular) and if the client is not satisfied with Arbitration award, he may file for Appellate Arbitration.”
Accordingly, the revised graphical representation is attached as Annexure A. Trading Members are advised to take note of the above.